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<jobs>
    <job>
        <title>Program Manager Family Offices & Philanthropy UHNW APAC</title>
        <job-board-name>ComplianceJobs.com</job-board-name>
        <job-board-url>https://compliancejobs.com/</job-board-url>
        <job-code>56580</job-code>
        <detail-url>https://compliancejobs.com/job/program-manager-family-offices-philanthropy-uhnw-apac/</detail-url>
        <apply-url></apply-url>
        <job-category>APAC,Family Offices,Manager,Philanthropy,Program Manager,UHNW,Wall Street</job-category>
        <description>
            <summary> Your role The Program Manager Family Offices & Philanthropy UHNW APAC is responsible for creating a comprehensive regional strategy to engage Family Offices as well as philanthropists while delivering a consistent and holistic UHNW client experience. You’ll be working as part of the Client Strategy Office UHNW APAC. Your role : • Support a robust, market leading strategy based on delivering financial solutions to UHNW clients and prospects who operate through their family office or who have a passion for philanthropy • Create inspiring content and curate for our flagship client engagement platforms, such as the Global Family Office Summit Asia and the Philanthropy Forum Asia as well as smaller conferences. • Support your colleagues in other parts of the world in the content planning of various Forums across the globe • Create and improve education for Client Advisors to identify business opportunities and better serve their clients re Family Office and philanthropy • Drive regional and contribute to global publications • Perform regional market and client need analysis in close collaboration with key stakeholders • Work closely with key stakeholders across UBS, including Family & Philanthropy Advisory, Wealth Planning, the front office and Marketing to ensure we leverage in-house expertise in the development of relevant content • Work closely with your colleagues across the globe to drive the regional development of the Global Philanthropists Community While the key responsibilities are clear, the role is also open to shaping by the incumbent, and we would value somebody who has initiative and can contribute widely to the success of the team. Your team You will be working in the Client Strategy Office UHNW APAC, based in either Singapore or Hong Kong. Our mission is to shape the strategic direction, drive business opportunities and support execution in collaboration with the front office for the UHNW segment in APAC. Your expertise You have a strong content background and are able to identify opportunities to act on in addition to you having: - The ability to create interesting storylines on how philanthropy or the setup of a Family Office effects the legacy of families and the next generation - Experience with philanthropy (e.g. in a foundation), or with a large family office - Ability to work closely with and a good understanding of UHNW individuals - Managed large and complex projects involving numerous stakeholders - Experience in wealth management / private banking About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us? What we offer Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance. Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us). Why UBS? Video Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now. Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. </summary>
            <required-skills></required-skills>
            <required-education></required-education>
            <required-experience></required-experience>
            <full-time></full-time>
            <part-time></part-time>
            <flex-time></flex-time>
            <internship></internship>
            <volunteer></volunteer>
            <exempt></exempt>
            <contract></contract>
            <permanent></permanent>
            <temporary></temporary>
            <telecommute></telecommute>
        <description>
        <compensation>
            <salary-range></salary-range>
            <salary-amount></salary-amount>
            <benefits></benefits>
        </compensation>
        <posted-date>December 10, 2018</posted-date>
        <close-date>2019-06-08</close-date>
        <location>
            <address></address>
            <city></city>
            <state></state>
            <zip></zip>
            <country></country>
        </location>
        <contact>
            <name></name>
            <email></email>
            <hiring-manager-name></hiring-manager-name>
            <hiring-manager-email></hiring-manager-email>
            <phone></phone>
            <fax></fax>
        </contact>
        <company>
            <name>UBS</name>
            <description></description>
            <industry></industry>
            <url></url>
        </company>
    </job>
    <job>
        <title>Client Onboarding Manager</title>
        <job-board-name>ComplianceJobs.com</job-board-name>
        <job-board-url>https://compliancejobs.com/</job-board-url>
        <job-code>56579</job-code>
        <detail-url>https://compliancejobs.com/job/client-onboarding-manager/</detail-url>
        <apply-url></apply-url>
        <job-category>APAC,Family Offices,Manager,Philanthropy,Program Manager,UHNW,Wall Street,client onboarding manager,Manager,Wall Street</job-category>
        <description>
            <summary> Your role Are you incredibly organized with an eye for detail? Do you have a high client service orientation and a high risk awareness? We're looking for someone like that to: – review incoming documents for clients according to internal and external regulations – capture client static data based on client and front office documentation – provide client advisors support with document management in connection with the onboarding or maintaining of client relationships – make sure that the document records correspond with data in the system – responsible for end of day controls – drive and lead continuous improvement of processes and services – face off to key stakeholder representing the function with business and internal global operations stakeholders Your team You’ll be working in the APAC Client Onboarding Services team in Hong Kong / Singapore. We are responsible for the front to back operating environment and to ensure the clients are on-boarded in a seamless manner with the collaboration with key stakeholders. Your expertise You have: – a university degree – at least 10 years of experience in a Client Onboarding or KYC area in a leader / managerial role – a strong understanding of AML/ KYC requirements – strong client focus and ability to work in partnership with stakeholders of all levels coupled with the confidence to always challenge and ask questions – ability to identify process improvement areas, consistently refining and streamlining the F2B process – a structured and logical approach to analysis and problem-solving You are: – a fast learner and is able to adapt to a dynamic and changing environment – organized, able to multi-task and prioritize – able to communicate effectively and confidently to stakeholders and clients – able to work under pressure and tight deadlines About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us? What we offer Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance. Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us). Why UBS? Video Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now. Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. </summary>
            <required-skills></required-skills>
            <required-education></required-education>
            <required-experience></required-experience>
            <full-time></full-time>
            <part-time></part-time>
            <flex-time></flex-time>
            <internship></internship>
            <volunteer></volunteer>
            <exempt></exempt>
            <contract></contract>
            <permanent></permanent>
            <temporary></temporary>
            <telecommute></telecommute>
        <description>
        <compensation>
            <salary-range></salary-range>
            <salary-amount></salary-amount>
            <benefits></benefits>
        </compensation>
        <posted-date>December 10, 2018</posted-date>
        <close-date>2019-06-08</close-date>
        <location>
            <address></address>
            <city></city>
            <state></state>
            <zip></zip>
            <country></country>
        </location>
        <contact>
            <name></name>
            <email></email>
            <hiring-manager-name></hiring-manager-name>
            <hiring-manager-email></hiring-manager-email>
            <phone></phone>
            <fax></fax>
        </contact>
        <company>
            <name>UBS</name>
            <description></description>
            <industry></industry>
            <url></url>
        </company>
    </job>
    <job>
        <title>Business Risk Specialist Lending & Deposits (L&D)</title>
        <job-board-name>ComplianceJobs.com</job-board-name>
        <job-board-url>https://compliancejobs.com/</job-board-url>
        <job-code>56578</job-code>
        <detail-url>https://compliancejobs.com/job/business-risk-specialist-lending-deposits-ld/</detail-url>
        <apply-url></apply-url>
        <job-category>APAC,Family Offices,Manager,Philanthropy,Program Manager,UHNW,Wall Street,client onboarding manager,Manager,Wall Street,Business Risk,L&D,Lending & Deposits,Specialist,Wall Street</job-category>
        <description>
            <summary> Your role Do you know how to keep an eye out for and avoid risk? Are you good at working with businesses stakeholders in helping them understand how to manage risks? Do you enjoy working in a diverse and interesting business environment such as the one offered by the Lending & Deposits (L&D) sector in Investment Platforms and Solutions (IPS)? We’re looking for someone like that who can: – build trusted relationships with business partners to provide advice and help proactively identify, manage and mitigate risks (including business, operational, legal, regulatory, conduct risks) – support projects across L&D sector through providing risk related advice and cooperating with the business on risk related inquiries from auditors, regulators or internal stakeholders – monitor and assess the risk management and control framework for completeness and adequacy, perform controls and operational risk assessments and reporting, as well as ensure on-going enhancements flow into the change management process – assist with executing effective risk governance within the IPS L&D sector – partner with control functions to ensure legal and regulatory requirements are proactively managed – support senior management in discharging their business risk management responsibilities, and work with risk managers and various stakeholders across the organization Your team Investment Platforms and Solutions (IPS) is part of the Wealth Management (WM) Business Division. IPS designs WM's holistic advice process and offering. It develops and sources a wide range of investment solutions, including WM's flagship investment mandates, as well as runs and further develops the platforms supporting these solutions. In close collaboration with WM's front units, IPS also coordinates all sales and distribution activities across the division. You’ll be working in the IPS Business Risk Organization (BRO) team as part of IPS APAC in Hong Kong or Singapore, focusing on the L&D sector. The IPS BRO team drives the IPS risk management process, and ensures the offering that IPS provides is sourced, managed and delivered in line with regulatory requirements and UBS Wealth Management's risk appetite. Within IPS, the L&D sector provides comprehensive capital and risk solutions to our clients to support their goals and ensure effective use of our financial resources. In addition, L&D also offers capital structure advice and access to direct investment opportunities. Your expertise You have: – A university degree – 8+ years of relevant work experience, preferably in the Wealth Management, Risk, Compliance environment, working with the related topics within the Wealth Management environment, e.g. in a Business, Risk, Regulatory Management, Legal, Compliance or Audit function. Alternatively, experience in product management or a trading function would also be suitable and will be considered. – Excellent analytical skills and an ability to reduce and manage complexity through a structured approach – Strong interpersonal skills and team player qualities, encompassing an ability to build partnerships – A commitment to high standards, with a proactive outlook and strong drive to continuously enhance processes and procedures and effect improvements and change – Ability to prioritize and work effectively in a rapidly changing environment with the capacity to proactively anticipate, identify, prevent and resolve issues. – Excellent communication skills in English (both verbal and written) – Advanced skills in MS Office Excel About us Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world. We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us? What we offer Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment. We value your passion and commitment, and reward your performance. Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us). Why UBS? Video Take the next step Are you truly collaborative? Succeeding at UBS means respecting, understanding and trusting colleagues and clients. Challenging others and being challenged in return. Being passionate about what you do. Driving yourself forward, always wanting to do things the right way. Does that sound like you? Then you have the right stuff to join us. Apply now. Contact Details UBS Recruiting Switzerland Disclaimer / Policy Statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. </summary>
            <required-skills></required-skills>
            <required-education></required-education>
            <required-experience></required-experience>
            <full-time></full-time>
            <part-time></part-time>
            <flex-time></flex-time>
            <internship></internship>
            <volunteer></volunteer>
            <exempt></exempt>
            <contract></contract>
            <permanent></permanent>
            <temporary></temporary>
            <telecommute></telecommute>
        <description>
        <compensation>
            <salary-range></salary-range>
            <salary-amount></salary-amount>
            <benefits></benefits>
        </compensation>
        <posted-date>December 10, 2018</posted-date>
        <close-date>2019-06-08</close-date>
        <location>
            <address></address>
            <city></city>
            <state></state>
            <zip></zip>
            <country></country>
        </location>
        <contact>
            <name></name>
            <email></email>
            <hiring-manager-name></hiring-manager-name>
            <hiring-manager-email></hiring-manager-email>
            <phone></phone>
            <fax></fax>
        </contact>
        <company>
            <name>UBS</name>
            <description></description>
            <industry></industry>
            <url></url>
        </company>
    </job>
    <job>
        <title>Control Room and Investment Bank Compliance Officer</title>
        <job-board-name>ComplianceJobs.com</job-board-name>
        <job-board-url>https://compliancejobs.com/</job-board-url>
        <job-code>56577</job-code>
        <detail-url>https://compliancejobs.com/job/control-room-and-investment-bank-compliance-officer/</detail-url>
        <apply-url></apply-url>
        <job-category>APAC,Family Offices,Manager,Philanthropy,Program Manager,UHNW,Wall Street,client onboarding manager,Manager,Wall Street,Business Risk,L&D,Lending & Deposits,Specialist,Wall Street,Compliance Officer,Control Room,Control Room Officer</job-category>
        <description>
            <summary>The Big Picture: A global bank seeks an experienced Compliance proffesional for thier Control Room.   The Compliance person will be responsible for an array of important matters including interfacing with investment bankes, traders, brokers, and other business professionals. This will be a high profile and important position.   What You Will Do: Be involved with all facets of the Control Room including grey and restricted lists, review of research, and adherence to policies and procedures. The person will advise senior level employees and management.   Bring new ideas to the table.   Protect the firm from securities law violations. Maintain information barriers and control the flow of information. Implement research, trading and sales/solicitation restrictions. Global coordination to approve/deny research regarding investment banking transactions. Evaluate investment banking transactions. Review research notes/reports. Coordinate with Corporate Finance, Mergers & Acquisitions. Please email resumes to Jack Kelly at Jack@ComplianceSearch.com</summary>
            <required-skills></required-skills>
            <required-education></required-education>
            <required-experience></required-experience>
            <full-time></full-time>
            <part-time></part-time>
            <flex-time></flex-time>
            <internship></internship>
            <volunteer></volunteer>
            <exempt></exempt>
            <contract></contract>
            <permanent></permanent>
            <temporary></temporary>
            <telecommute></telecommute>
        <description>
        <compensation>
            <salary-range></salary-range>
            <salary-amount></salary-amount>
            <benefits></benefits>
        </compensation>
        <posted-date>December 10, 2018</posted-date>
        <close-date>2019-06-08</close-date>
        <location>
            <address></address>
            <city></city>
            <state></state>
            <zip></zip>
            <country></country>
        </location>
        <contact>
            <name></name>
            <email>jack@compliancesearch.com</email>
            <hiring-manager-name></hiring-manager-name>
            <hiring-manager-email></hiring-manager-email>
            <phone></phone>
            <fax></fax>
        </contact>
        <company>
            <name>The Compliance Search Group</name>
            <description></description>
            <industry></industry>
            <url></url>
        </company>
    </job>
    <job>
        <title>VP of Compliance and Risk Management</title>
        <job-board-name>ComplianceJobs.com</job-board-name>
        <job-board-url>https://compliancejobs.com/</job-board-url>
        <job-code>56561</job-code>
        <detail-url>https://compliancejobs.com/job/1st-united-credit-union-pleasanton-ca-vp-of-compliance-and-risk-management/</detail-url>
        <apply-url></apply-url>
        <job-category>APAC,Family Offices,Manager,Philanthropy,Program Manager,UHNW,Wall Street,client onboarding manager,Manager,Wall Street,Business Risk,L&D,Lending & Deposits,Specialist,Wall Street,Compliance Officer,Control Room,Control Room Officer,VP level</job-category>
        <description>
            <summary>At 1st United Credit Union, we are committed to improving the quality of life for our members and communities we serve across the East Bay and Tri-Valley areas. Job Description Overview:  The VP of Compliance and Risk Management is responsible for establishing and maintaining an ongoing compliance program and compliance training program for all officers and employees. Must also write and update compliance policies and procedures as required.  The incumbent will work closely with all business units to assess and monitor risk, as well as assist in developing risk management strategies. Position Overview: Responsible for the management and implementation of the credit union’s Compliance Management Program. Oversee the implementation of new regulations or changes to existing regulations; assist in updating and reviewing policies and procedures based on regulatory changes, Identify and conduct risk assessments. Contribute input for ongoing compliance training program. Oversee the credit union’s complaint management system. Responsible for the coordination of the Enterprise Risk Management (ERM) Program and management of the BSA/AML/OFAC Program. Oversee the Vendor Management Program and manage the Business Continuity Program and associated BCP vendor relationships. Ensure products, departments, and programs have the appropriate processes, documentation, and disclosures in place to meet compliance requirements. Oversee the Fraud/Loss Prevention Program and manage the processing of levies, subpoenas and search warrants. Manage the credit union’s insurance program and be the focal point for legal action and communication with legal counsel. Create reports for the areas of responsibility listed above and conduct annual review of Board and Corporate Policies. Other job-related duties as assigned. Knowledge and Skills: Experience:   Five years to eight years of similar or related experience. Education:     Equivalent to a college degree (BS or BA in a relevant field). Interpersonal Skills: The ability to motivate or influence others is a material part of the job, requiring a significant level of diplomacy and trust. Obtaining cooperation (internally and/or externally) is an important part of the job and a high level of interpersonal skills are critical to the success of this position. Work frequently involves contacts requiring considerable discussion of problems, material presentations, and resolving issues impacting departments or divisions. For additional information and to apply via our website: Click to Apply 1st United Services Credit Union is an Equal Opportunity Employer /AA-M/F/D/V</summary>
            <required-skills></required-skills>
            <required-education></required-education>
            <required-experience></required-experience>
            <full-time></full-time>
            <part-time></part-time>
            <flex-time></flex-time>
            <internship></internship>
            <volunteer></volunteer>
            <exempt></exempt>
            <contract></contract>
            <permanent></permanent>
            <temporary></temporary>
            <telecommute></telecommute>
        <description>
        <compensation>
            <salary-range></salary-range>
            <salary-amount></salary-amount>
            <benefits></benefits>
        </compensation>
        <posted-date>December 7, 2018</posted-date>
        <close-date>2019-06-08</close-date>
        <location>
            <address></address>
            <city></city>
            <state></state>
            <zip></zip>
            <country></country>
        </location>
        <contact>
            <name></name>
            <email></email>
            <hiring-manager-name></hiring-manager-name>
            <hiring-manager-email></hiring-manager-email>
            <phone></phone>
            <fax></fax>
        </contact>
        <company>
            <name>1st United Credit Union</name>
            <description></description>
            <industry></industry>
            <url>https://www.1stunitedcu.org/</url>
        </company>
    </job>
</jobs>