About the Opportunity

  • Your days will have you supporting Commonwealth’s advisors and their customers by executing fixed income trades in accordance with industry regulations and internal policies.
  • To meet our high standards (and uphold your own), your attention to detail must be sharp and your commitment to quality control unwavering.
  • If you think you have what it takes—including excellent knowledge of multiple trade execution and clearing systems, as well as your FINRA Series 7 and 63 securities registrations—then let’s introduce ourselves.


  • Executing a high volume of trades efficiently and accurately while maintaining compliance with all regulatory requirements, including TRACE and MSRB reporting standards
  • Working with fixed income dealers to ensure product supply
  • Researching and resolving complex trading issues and conducting compliance reporting
  • Providing detailed security analysis, comparative yields, and product and policy information
  • Monitoring market events to support risk-appropriate fixed income sales and trading


  • Bachelor’s degree, plus at least 3 years of fixed income trading experience
  • FINRA Series 7 and 63 securities registrations required; FINRA Series 53 securities registration is a plus
  • Adept listening and analytical skills; makes consistent, informed, and composed decisions using a blend of knowledge, experience, and analysis
  • Able to work productively and effectively with strict adherence to policies and procedures
  • Excellent knowledge of multiple trade execution and clearing systems; detailed knowledge of National Financial Services LLC clearing systems, preferred
  • Exceptional customer service skills, as well as oral and written communication skills
  • Strong computer skills, including Bloomberg, Excel, and Word

To apply for this job please visit careers-commonwealth.icims.com.

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.