Bustling blockchain, cryptocurrency and cryptoasset business is looking for a talented and thoughtful candidate to assist the Chief Compliance Officer in overseeing the BSA/AML/KYC policies and procedures for a trading platform and affiliated tokenization businesses. This person will also be involved in overseeing compliance of customer support staff.

  • Report directly to CCO
  • Perform first level review process in accordance with department standards, using company monitoring software.
  • Create narrative documentation for alerted transactions, referrals, cases and Suspicious Activity Reports (SARs)
  • Assist with Currency Transaction Reports (CTRs).
  • Evaluate customer due diligence reports and manage enhanced due diligence process.
  • Assess materiality of adverse information referrals and surveillance alerts.
  • Implement appropriate changes to procedures based on new regulations, updates policy and procedure manuals, and keeps abreast of AML/BSA/OFAC regulations.
  • May analyze data for output and make recommendations for process improvement
  • Assures compliance with company policies and procedures as well as AML/BSA/OFAC regulations
  • Keep up to date on industry developments through regular participation in AML related forums and training.
  • Provide input on customer support program.
  • Participate in global Compliance initiatives, working closely with counterparts.

Skills, experience, qualifications and knowledge required:

  • Bachelor’s degree
  • Excellent verbal and written communication skills
  • 2-4 years’ experience in compliance in any of the following areas: financial institutions, financial crimes, anti-money laundering or anti-corruption compliance.
  • Comprehensive understanding of the BSA/USA Patriot Act, OFAC sanctions, and FCPA.
  • Strong communication and presentations skills.
  • Ability to act decisively and independently in situations requiring quick analysis and decision making.
  • CAMS a plus.
  • Mandarin speaking a plus.

PLEASE CONTACT: Michael Tuller / mtuller@compliancesearch.com / 212-997-3169

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