Our client, a Highly regarded boutique Investment Bank, seeks a Chief Financial Officer. The Investment Bank is involved in very high-level, global Investment Banking activities. They are extremely well respected in their space and growing fast.

This is an excellent opportunity for a Finance/Accounting professional with 10+ years of finance, accounting and operations experience. This is a fast-paced, entrepreneurial environment with sleeves rolled up and all hands on deck.  The CFO will be involved with a wide array of investment banking activities including mergers & acquisitions, corporate finance, capital raising, restructurings and reorganizations, securities underwriting at the highest level.

The CFO will act as strategic partner in assessing profitability thesis of M&A activities and evaluating risk. Responsibilities include but are not limited to the management of quarterly FOCUS reports, regulatory reporting, managing firm’s annual audits and creating & delivering reports to the partners. General accounting responsibilities include managing and balancing the books, invoicing clients, bill payments, payroll management, journal entries, month end close and oversight of MD’s personal investments.


  • 10- years Investment Banking accounting & finance leadership experience
  • Must have an understanding of financial & operations review & Capital Rules related to the securities industry
  • Must have FINRA Series 27.

Interested or know someone that might be? Send resumes to Heather Johnson – Heather@compliancesearch.com

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