A regional retail and commercial banks seeks a Compliance Analyst.

The compliance professional will assist the Compliance Department with daily tasks and responsibilities including, but not limited to, consumer complaints, investigations, monitoring and other matters.



  • Provide assistance for the Compliance Department.
  • Writing and updating policies and procedures.
  • Prepare compliance monitoring schedule and perform compliance reviews.
  • Develop manual training materials and assist with training bank personnel.
  • Perform compliance investigations.
  • Process customer complaints received which includes investigating the nature of the complaint, coordinating with internal departments or branches and providing a timely verbal/written response.
  • Prepare compliance documents, spreadsheets and reports.
  • Maintain electronic work papers, files and documentation.
  • Update Internal Audit matrices relating to Compliance issues.
  • Maintain Compliance Consultant Schedules.
  • Follow up with bank employees and schedule training dates and times.
  • Prepare meeting minutes and correspondence.
  • Maintain Compliance files including policies, procedures, training and reports.
  • Answer telephone calls and provide guidance for compliance related issues.



Bachelor’s degree (B. A.) from four-year College or university; Minimum of 3  years compliance related experience and/or training; or equivalent combination of education and experience.

Strong communication and organizational skills required.

Please send resumes to Jack Kelly – JKelly@ComplianceSearch.com


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