Overview

 

Description

  • Some careers grow faster than others.
  • If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.
  • As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.
  • We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager.

Principal responsibilities​

  • Primarily responsible for assisting the relevant Securities Services business units and the Compliance functions and advising management in complying with all relevant external regulations and internal codes and policies and good market practices
  • Additional responsibilities include the provision of advice on compliance issues and liaison with senior line in planning how regulatory issues should be managed, operate and function in order to serve management and business needs
  • Provide ongoing support and direction to the Securities Services compliance team in Asia Pacific in relation to the identification and resolution of compliance problems
  • Assist Securities Services Asia Pacific Compliance teams in managing relevant regulatory issues
  • Establish and deliver regional policies or procedures or best practice in a commercially sensitive, practical and cost-effective manner
  • Assist Securities Services business managers in relevant Securities Services business areas and Securities Services Compliance function in the management of special projects as they arise and of material compliance and reputational issues involving the Group that arise
  • Review new products and services and provide support and guidance in the development of standardised compliance procedures, monitoring and training
  • Assist in carrying out, supervising compliance reviews, or conducting such, in accordance with the Compliance Plan
  • Assist on the production of periodic reports as required and
  • Undertake ad hoc projects, benchmarking and monitoring as required by or agreed with the Head of Compliance, Asia Pacific, Securities Services.

Qualifications

Requirements​

  • Years of experience working in financial services industry.
  • A self-starter, independent with good organisational skills.
  • Ability to work under pressure.
  • Ability to manage multiple priorities independently.
  • Good communication, interpersonal, problem solving and writing skills.
  • Highly motivated, with ability to work collaboratively within a large organization and to deliver on time.

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