Overview

We are currently seeking a high caliber professional to join our team as Regulatory and Compliance Manager.

Principal responsibilities

  • ​Facilitates and coordinates activates across Regulatory requirements and Audits related to HK CDO function
  • Assists in preparing responses for Regulatory bodies and other internal forums such as Risk Management Meetings
  • Creates and maintains singular compliance requirement chart of all Data requirements that are part of HK CDO function
  • Undertakes health checks as appropriate on various data related initiatives, programmes and write formal reports
  • Coordinates activates across all lines of businesses to ensure BCBS compliance
  • Supports other areas within the HK CDO team including matters related to Compliance and Governance
  • Facilitates all interactions and dealings with HSBC internal control functions related to Data matters such as Regulatory Compliance and Legal
  • Supports specific data centric projects and provide oversight or input as required
  • Managing expectations of multiple stakeholders and resolving conflicts.
  • Complex system landscape and data processes.
  • Play a proactive role in the Group level Data Quality forums
  • Will be a partner and point of contact for all regional data management matters

Requirements

  • Engage with and influence stakeholders and business SMEs in matters of data management
  • Demonstrate leadership on Regulatory and Compliance matters. Maintain awareness of operational risk and minimize the likelihood of it occurring including its identification, assessment, mitigation and control, loss identification and reporting
  • Bachelor Degree or International Equivalent
  • Banking experience with good business and product knowledge
  • Strong communication skills, both written and oral are a must
  • Strong interpersonal skills
  • Excellent attention to detail
  • Ability to work effectively in a team as well as independently
  • Ability to synthesize information into clear concise reports for Management
  • Good planning skills
  • Excellent stakeholder engagement

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