Overview

DBRS is seeking a Jr. Compliance Analyst in its Toronto Office to support the Global Compliance team.  The core Conflicts of Interest team is located in the Toronto office while members of the broader Compliance team are located in the New York, London and Mexico offices. The Jr. Compliance Analyst is an integral part of the team, focused on addressing how the firm manages conflicts of interest, and will be key in identifying conflict of interest issues with all employee transactions.

Responsibilities:

In this role, the successful candidate will have the ability to shape the role and have a meaningful impact on the entire organization.  The Jr. Compliance Analyst will be expected to do the following:

  • Take responsibility for monitoring compliance with the firm’s conflicts of interest policies, including securities trading, gifts & entertainment and escalating issues to management as necessary
  • Support the development, implementation and regular review of policies and procedures for the general operation of the global compliance program within DBRS
  • Assist with administration of the DBRS’s Conflicts Management System for staff globally
  • Assist with the preparation for, and conduct of, regulatory examinations

Qualifications:

  • Exceptional attention to detail
  • Highly developed interpersonal skills and strong communication skills both written and verbal
  • Strong analytical and investigative skills and sound judgment
  • Experience interacting with employees at various levels of an organization
  • Previous experience in compliance and/or regulatory analysis developed in Financial Services, Accounting or Legal professions is an asset
  • General knowledge of Control Room functions, including preclearance of employee trades and management and use of restricted lists is an asset

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.