• RLAM is one of the UK’s leading fund management companies, managing investment, pension fund and other assets on behalf of a wide range of clients.   Based in the City of London, our experienced team of investment specialists manage over £111 billion of assets*, investing across all major asset classes. We offer a range of pooled investment products as well as providing bespoke solutions to meet specific objectives.
  • RLAM was established in 1988 and is a wholly owned and central part of the Royal London Group. Since our inception we have built a reputation as an innovative, high performing fund manager, winning new clients as our performance track record and exceptional client service have been recognised. We are proud of the people we employ, the performance we have delivered and the group of clients we manage for.
    • Ensure investment mandate rules and guidelines (‘rules’) are accurately coded in the monitoring systems (Markit ThinkFolio and Murex).
    • Investigate and lead on resolving incidents from pre and post trade monitoring.
    • Review rules on an ongoing basis to ensure compliance with latest investment mandate documentation, market practice and any applicable regulations.
    • Attend internal meetings to provide expertise with respect to the interpretation, coding and monitoring of rules.
    • Ensure required regulatory reporting is completed accurately and in a timely manner.
    • Liaise with Front Office (Fund Managers, Client Account Management and Product teams) to ensure any issues they have are verified and monitoring systems updated with respect rules.
    • Remain aware of investment mandate restructures and launches ensuring all the necessary rule changes have been completed to a high level of accuracy.
    • Provide support to the Manager, Investment Compliance.
    • Experience within investment management
    • Working knowledge of coding and monitoring investment mandate rules (preferably in Markit thinkFolio and / or Murex)
    • Investment Management Certificate (IMC) qualified or similar
    • Good asset class knowledge
    • Good understanding of regulatory requirements within investment management, principally impacting UK and Irish regulated funds


You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.