Overview

Job Description:

Our client, a leading investment advisory firm, is looking to hire a Senior Operational Due Diligence Analyst to join their team.  This position works in Risk Management Team focused on operational due diligence of hedge funds and long-only asset managers.

Responsibilities:

  • Risk assessment of business models, compliance policies and procedures, trade processing and valuation practices, counterparty/financing risks, technology infrastructure and regulatory frameworks.
  • Presents to Management in-depth analysis of key business risks, weaknesses and ongoing concerns regarding investments, including the potential for fraud and headline risk.
  • Conducts extensive onsite management interviews with appropriate follow-up.
  • Must review and evaluate significant documentation (e.g. background checks, regulatory, media and legal, marketing/DDQs) and maintain related database records.
  • Interact and correspond with internal/external clients, investment managers and an array of service providers, as well as participate in broader risk monitoring initiatives and client reporting.

Qualifications:

  • BS/MBA or equivalent experience required
  • 5 to 7 years’ experience in due diligence,  internal audit, compliance, investigative research, trading operations, or prime brokerage operations preferred
  • Industry knowledge and related research skills essential
  • Strong communication (written/oral), analytical and computer skills, as well as excellent time/project management, organizational and follow-up skills essential
  • Extensive travel required

Please email resumes to Jack Kelly – JKelly@ComplianceSearch.com

 

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