This role will be broad, varied and progressive. They are looking for a bright and motivated candidate who has a passion and drive to build a career in the Lloyd’s Market Compliance arena and someone who is confident, personable and good team fit. The ideal candidate will have 1-3 years of experience in the Compliance market, preferably Lloyd’s Market.


  • Assist the Compliance team to maintain and monitor the effectiveness of the compliance framework and to assist with the delivery the annual Compliance Plan.
  • Undertake monitoring and oversight activities as directed in areas such as: conduct of business, TCF/Conduct Risk, data protection, contract certainty, underwriting license conformance, complaints handling, and sanctions screening; and report and deal with any exceptions arising.
  • Support those business processes requiring Compliance input and approval, such as: complaints handling, broker terms of business, and coverholder/binding authority approvals.
  • Respond to sanction queries and regulatory/compliance queries from the business.
  • Support the delivery of regulatory and compliance training to the organisation, as required.
  • Support the completion of regulatory returns, as required.
  • Monitor regulatory developments and announcements and ensure these are appropriately communicated to the organisation.
  • Support the business’ responses to regulatory changes.
  • Support the production of Compliance management information and reports to management and Boards.
  • Support the maintenance and application of Group compliance policies and procedures across the organisation
  • Assist the Compliance team in keeping its procedures up to date, accurate, and reflecting current regulatory requirements.
  • Deputise for the Senior Compliance Manager at meetings, as appropriate and when required.

To apply for this job please visit the following URL: http://www.harrisonholgate.com/insurance-job/3555/Group-Compliance-Advisor →

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