The Candidate Will:

  • Review, draft and implement policies and procedures (including to support the Firm’s implementation of regulatory obligations, for example, MiFID II/MIFIR , EU Benchmarks Regulation, GDPR, SMR);;
  • Increase awareness of policies and procedures through the distribution of Compliance Bulletins, internal training and other “awareness” communications;
  • Coordinate with Global Firmwide and/or LOB/CF Compliance Policy teams on the rollout of policies and distribution of Compliance Bulletins with cross-border or cross-LOB/CF applicability;
  • Assist in responding to regulatory and/or internal (i.e. Internal Audit, Compliance Testing) inquiries in relation to applicable Compliance policies; and
  • Manage processes and produce metrics around the firm’s repository of Compliance policies and procedures.


  • Strong background with the Financial Services Industry, Risk and Control and Compliance, Project Management
  • Excellent attention to detail with a methodical and thorough approach to work
  • Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnership with senior business/compliance partners
  • Good team player – one who is able to prioritize in a fast moving, high pressure, constantly changing environment.
  • Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment.
  • Excellent written and oral communication skills;
  • Ability to manage multiple initiatives simultaneously in a dynamic, fast-paced environment
  • Ability to analyse and translate detailed legislation into clear and concise policy documentation which enables the Firm to meet regulatory and legal obligations across various businesses


  • Bachelor’s degree or equivalent in a related field,
  • Significant experience in financial services or related field
  • Previous experience in Compliance, Risk, Legal, Internal/External Audit or other control function desired.

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.