Job Description:

Our client, a global financial services firm, is seeking a Consumer Banking Compliance Generalist to assist in consumer compliance activities and initiatives.  Emphasis will be on consumer protection regulatory advice and guidance supporting residential mortgage and, as needed, other related product or business development initiatives, compliance monitoring and dual employment compliance branch reviews.


  • Offer consumer protection compliance advice and guidance on Product and Business Development initiatives and campaigns
  • Provide mortgage compliance guidance to the Dual Employment Operational Risk Surveillance team, the Dual Employment Branch Review team, and the centralized testing and training teams to help preserve compliance with applicable laws and regulations and Firm and Bank policies and procedures.
  • Contribute subject matter expertise in compliance monitoring activities
  • Assist the Mortgage Compliance Specialist/Vice President on compliance-related business impact analyses, driven by changes to systems and processes
  • Act as a consumer compliance subject matter expert related to mortgage loans and other products, including TILA, RESPA, HMDA, ECOA, Fair Housing act, SAFE Act, FCRA, Privacy, FDPA and other consumer protection-related laws and regulations


  • Bachelor’s Degree
  • Exceptional ability to explain complex topics and deliver prompt, clear answers that colleagues and clients can act upon with confidence
  • At least 5 years of experience in mortgage banking, consumer finance or retail banking compliance or legal department
  • Ability to make decisions that will preserve the sanctity of the Bank’s charter while partnering with clients to implement practical solutions
  • Strong knowledge of consumer protection laws and regulations that apply to residential mortgage lending
  • Ability to translate regulation requirements into business related action plans to achieve positive results

Skills Desired

  • CRCM, MBA, PMP desired
  • Experience with residential mortgage lending products and systems
  • Excellent written and verbal communication skills
  • Exceptional reasoning and analytical skills
  • Robust negotiating and time and organizational management techniques
  • Ability to effectively present information in one-on-one and group situations
  • Strong work ethic, team work, and drive

Please email resumes to Jack Kelly – JKelly@ComplianceSearch.com

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