• Meeting ethical and legal requirements
  • committing to regulatory compliance and high ethical standards
  • keeping abreast of the regulatory development


  • Performing risk & assurance review
  • performing quality assurance review on risk and compliance related tasks
  • effectively discharging the responsibility of being the 2nd line of defense


  • Assisting transactions monitoring related matters
  • developing transaction monitoring systems and tailor-made the reporting requirements, especially for the launch of new products and services supporting day-to-day review and analysis of transactions monitoring reports
    performing follow-up review and investigation, where necessary
  • collaborating with others to achieve creative and efficient operations; process and system review and standardization


  • Assisting regulatory compliance related matters
  • conducting regular compliance review on business activities and providing advice on compliance related matters
  • handling customer complaints, drafting responses to public queries or issues concerning the protection of Octopus’ customer rights and products, if required

A right fit for your portfolio?

  • University Degree. Preferably in Engineering, Computer Science or related disciplines
  • At least 3 years of relevant experience from the financial service industry, experience in auditing or performing transaction monitoring is a plus
  • Proficient in using data processing software and database tools, exposure to programming (VBA & SQL) is a plus
  • Knowledge in PSSVFO, HKMA’s AML guideline, Personal Data (Privacy) Ordinance
  • Self-starter with integrity
  • Attention to details, able to concentrate in processing large amount of data under tight timeline and minimal
  • supervision without compromising accuracy and quality
  • Good analytical and communication skills
  • Strong problem-solving skills with the ability to manage and prioritize competing demands
  • Proactively following up matters and seeking guidance from managers
  • Good command of written and spoken English and Chinese

To apply for this job please visit the following URL: http://www.octopus.com.hk/careers/en/OCL_RMC_2017-070.html →

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