Job Description

  • Implements government and public affairs policies by interpreting new regulations and laws, keeping management informed, recommending strategies. Manages staff, achieves operational objectives, prepares budget and controls expenses. Interprets new regulations and laws, develops action plans, and recommends public policy strategies.
  • Communicating with Regulators (FSA/MOF/BOJ etc) which supervise The Bank of New York Mellon entities in Japan
  • Compliance Risk Assessment including AML Risk Assessment
  • Making annual Compliance Program and annual Compliance Action Plan and implementing them
  • Compliance Monitoring based on annual Compliance Action Plan
  • AML Surveillance and Administrating the process of compliance with Economic Sanctions
  • Monitoring Personal Security Trading of an employee
  • Applying for necessary license/approval from the regulators and Notification any items to required to them
  • Secretary job for bi-monthly internal Committees
  • Administrating the process of risk assessment for new products/services/activities
  • Providing Compliance Training for BNYM staff and management
  • Compliance consulting and advisory for BNYM staff and management
  • Creating and reviewing local internal rules and procedures.
  • Supporting Head of Compliance Tokyo


  • Minimum Education : Bachelor or Master’s Degree or Professional Qualification
  • Minimum Experience: 7-8 years
  • Minimum Language Skills : Native Japanese and fluent English

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