Overview

Credit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients—and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let’s shape the future of Credit Suisse together.

Responsibilities:

Client Acceptance Reviews:

  • Ensure CCU team undertakes the independent review and approval of low & medium risk clients in an effective manner
  • Assist on approval of account openings for higher risk clients, as required
  • Raise high risk matters to FCC, as required
  • Assess and approve client changes in circumstances

Management Information Reporting:

  • Provide monthly management statistics and ad hoc management reporting as required

Quality Control:

  • Ensure that the CCU team is performing the necessary control checks in accordance with procedures
  • Responsible for the management of resource allocation as well as the quality assurance of tasks & supervisory controls

Training:

  • Participate in the preparation and delivery of training contents on KYC topics

Ad-hoc Projects:

  • Identify and undertake projects to improve the process and application of KYC standards

Partnership:

  • Work collaboratively with the COLM team and the FCC team to ensure an efficient and controlled process
  • You will dedicatedly raise Risk issues to FCC and FO senior management

Qualification:

  • You possess Accounting/Business/Economics/Finance Degree.
  • You should have at least 5 to 8 years of KYC experience including experience – part of the experience would ideally to be within the Private Banking space.
  • You have deep knowledge of Hong Kong FCC/CFT laws and regulation applicable to Banking and international FCC standards. Additional awareness of regional rules would be beneficial.
  • You should be a KYC Subject-Matter-Expert with a proven track record.
  • You have strong leadership, interpersonal and communication skills with the ability to demonstrate assertiveness.
  • You are able to interact and actively advice the business, Regional FCC and senior management.
  • You should have the ability to speak and write Cantonese/Chinese since this role will work with the Hong Kong Market and you will need to be able to read and write documentation in Chinese and liaise with regional and Chinese counterparts.

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