Candidates who are looking for a broad base compliance role covering both AML/KYC as well as regulatory compliance, this will be definitely be something exciting for you!
- You will be reporting into the senior management of the firm and acting as a strategic compliance member
- Responsible for the entire client-onboarding/KYC process to ensure that the firm is in compliant with the regulatory requirements
- Acting as the point of liaison with regulators for any compliance related matters
- Ensuring that the appropriate compliance framework is rolled out within the organization
- Provide training to any new joiners
- Candidate should have at least 5 years of experience in compliance
- Candidate should have a good understanding of private banking/wealth management business