An exciting opportunity for an Associate/VP to work in the Compliance team with an opportunity to develop their profession in any number of functional or business line streams, with exposure to a diverse portfolio of financial products.


  • Conduct KYC/ AML related compliance monitoring and coordinate related training
  • Screen through clients and correspond to their trading inquiries
  • Manage and co-ordinate with Monitoring team overseas for processing of any escalations
  • Raise alerts of any suspicious transactions through core KYC duties
  • Monitor and expand the KYC program based on internal policy

Required skills:

  • Previous knowledge of compliance and operations from financial prospective
  • Able to work quickly and accurately in business processing environment
  • Experience with Excel programs
  • Native Japanese based in Japan with Business English

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