Overview

The role will require the individual to be responsive to the needs of the business and reactive to regulatory issues, which emerge as a result of a worldwide client base. The individual will be responsible for ensuring that projects are initiated and implemented in accordance with applicable rules.

Principal Duties & Responsibilities:

  • Support the UK and EU Board of Directors;
  • Independently initiate, drive and implement project solutions;
  • Create and maintain project plans and regularly follow up on open items;
  • Produce high level summaries and updates for senior management;
  • Keep abreast of regulatory rule changes and developments, assess their impact and as appropriate, circulate to management to consider next steps;
  • Keeping up to date with EMIR and MIFID regulatory developments, technical standards and industry solutions;
  • Assess current practices and develop enhancements where needed;
  • Manage the flow of communication between Compliance units in various jurisdictions where FXCM has offices;
  • Provide advice to the Business on regulations that impact a firm dealing in OTC products.

Requirements:

  • Sound proven compliance experience or relevant department experience at an FCA regulated firm;
  • Sound knowledge of European regulations;
  • Ability to work with the business and build smooth working relationships;
  • Team player and able to prioritise in a fast moving, constantly changing environment;
  • Analytical and problem solving skills with excellent attention to detail;
  • Highly developed written and oral communication skills and interpersonal skills;
  • Strong leadership and development skills;
  • An ability to establish credibility at the most senior levels within the firm;]
  • Excellent organisational skills and ability to manage multiple tasks and meet strict deadlines; and
  • Strong computer skills and proficiency in Microsoft Word, Excel and PowerPoint.

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