Overview

Your role:

  • Manage Markets in Financial Instruments Directive (MiFID) II population “in-scope” across European Economic Area (EEA) in accordance with MiFID II Investor Protection knowledge & competence requirements, including maintaining register of in-scope population, reviewing and assessing competence, tracking those under supervision, and ensuring annual Continuous Professional Development requirements are met.
  • To develop, maintain and manage the knowledge & competence framework across the EEA, in order to meet regulatory requirements

Your team:

  • The Employee Conduct Team is part of the Global Compliance & Operational Risk Control function.
  • This team is responsible for Employee Conduct related matters which includes Licensing & Registration, Personal Account Dealing (PAD), Affirmations (AOL), External Directorship & Positions (EDP) and Training. The function has a cross-divisional remit covering the activities of the Investment Bank, Wealth Management, Global Asset Management and Corporate Center Businesses

Your experience and skills:

You have:

  • A strong understanding of MIS and reporting
  • Experience in process management – a process oriented mindset with a strong attention to detail
  • Able to customize the solution based on the business requirement – recommend a correction here
  • You are also good in preparing presentations

You are:

  • A great communicator, you know how to speak with people at all levels of the organization
  • An expert at building networks and connections
  • A team player – known for meeting deadlines
  • MIFID knowledge will be added advantage

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.