To support, and occasionally lead, risk-based Compliance Monitoring reviews across Marsh Ltd. To provide independent assurance to the Audit Committee and local management regarding the operation of regulatory controls.

Main Responsibilities:

Management of Compliance Monitoring Reviews

  • Has a complete understanding of the processes and competencies required to complete a Compliance Monitoring review
  • Takes direction during complex reviews and leads less complex reviews, taking responsibility for the review to ensure that they are delivered to the expected quality within the agreed time-frame with only minimal oversight
  • Clarifies roles and responsibilities with the review sponsor and agrees review scope, timetable for implementation and approach for less-complex reviews
  • Plans effectively to ensure Monitoring reviews are delivered within the agreed timetable
  • Makes constructive proposals to improve the effectiveness of the Compliance Monitoring review process


  • Prepares Monitoring reports to specified standards including format, style and timeliness with the need for only minimal changes
  • Achieves buy-in and agreement from the sponsor and implementation of report items


  • Liaises with business areas to identify risks and plan/design monitoring assessments in less complex reviews
  • Demonstrates networking skills and the ability to build effective working relationships with a range of stakeholders
  • Possesses and demonstrates influencing, persuasion and negotiating skills to ensure that management actions resulting from reviews are acted upon
  • Reports to management on progress versus plan, status of outstanding monitoring issues and breach resolution
  • Presents with confidence to business-area contacts

Client Satisfaction

  • Assists in producing Monitoring reviews that help to improve the control environment and are perceived by the business area as adding value
  • Builds good relationships with colleagues throughout Marsh•

Demonstrates Industry Expertise

  • Understands the business areas of Marsh
  • Strong technical skills

Demonstrates Personal Drive

  • Invests personally in specific goals
  • Demonstrates initiative
  • Responds resiliently to uncertainty or failure


Skills & experience required:

  • Proven experience of operating in a Compliance department in the UK regulatory environment with monitoring experience
  • Commercial awareness and focus on the application of regulation within the insurance broking industry
  • Strong written and oral communication skills
  • Analytical, problem solving and project management skills
  • Broad knowledge of relevant legislation and regulations
  • Broad knowledge and understanding of insurance principles, products and services
  • University Degree or recognised industry accreditation
  • Influencing skills in order to obtain ‘buy-in’ to review findings
  • Potential to build strong and constructive relationships with colleagues
  • Planning and organising skills
  • Positioning, conflict management and closing skills

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.