• Participate in compliance risk assessments, reporting, reviews, testing, provide compliance comments and advice
  • Assist in compliance-related projects, initiatives, and system launch/ enhancement
  • Keep track of key regulatory changes and notify relevant business divisions
  • Provide compliance input to the business for BOCHK’s broad array of products and business propositions
  • Comment various business divisions’ drafting of policies and procedures, compliance manuals, and core control documents that meet local regulatory and BOCHK requirements
  • Review and update compliance documents in reflecting latest rules and regulations, industry best practices, and changes in BOCHK business structure and activities
  • Conduct compliance training for staff in Hong Kong in accordance with local regulation and BOCHK training objectives
  • Assist in maintaining good relationships with local regulators, including coordination in regulatory inspections, preparing regulatory reports, and handing regulatory inquiries


  • Good in both written and spoken Chinese and English; with knowledge of Mandarin being an asset
  • Accounting, audit, legal, or finance-related qualifications
  • Minimum 4 to 5 years of work experience in compliance, legal or regulatory fields in the financial services industry in Hong Kong
  • Good interpersonal, negotiation and communication skills, with flexibility and adaptability to changes
  • Effective time and project management skills
  • Heightened sensitivity to and refined judgment in identifying and assessing concealed risks and collateral consequences of activities in jurisdictions having opaque and emerging legal and regulatory regimes

To apply for this job please visit the following URL: http://careers.pageuppeople.com/798/cw/en/job/492553/compliance-manager →

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.