You can be an important part of this, helping us to serve our clients both in mature and emerging markets, providing them with financial solutions across a diverse range of expertise, products and services. Our origins lie in Europe but nearly a quarter of our employees now work in our multi-award-winning Asian offices and we are a committed player in all APAC markets.


Direct Responsibilities:

  • Permanent Control / testing & monitoring
  • Validate Country level control testing results
  • Assist with the development, implementation and execution of risk-based Compliance testing to review, assess and report the effectiveness of the Bank’s key policies and procedures including Financial Sanctions policies and procedures and controls
  • Contribute to Group Financial Security generic control plan including test scope and specific testing steps for each applicable area of review. May contribute to other Group generic control plan, as neede
  • Conduct a review of controls testing performed at country level to validate the findings. Communicate review results, present identified issues to Country Compliance, work with the Country Compliance to develop and implement a plan of corrective action and prepare written reports. This may involve coordination, consultation and communication with Business Line Compliance and Domain Compliance
  • Track status of corrective action plans agreed with Country Compliance
  • Maintain detailed and organised documentation of work products
  • Coordinate with other professionals in the organization, including other Compliance teams and Internal Audit
  • Remain current on industry rules, regulations and best practices to help ensure that the testing program meets regulatory standards
  • Provide status report to Regional COO, Compliance & Control on a regular basis
  • Regulatory missions / IG missions management
  • Work with Country Compliance and coordinate Regulatory missions and IG missions including information and documentation collection to address regulatory/IG requests. Maintain a log for requests and information /documentation provided
  • Follow through on findings and recommendations
  • Provide status report to Country Compliance, Domain Compliance, and Regional COO, on a regular basis
  • Develop dashboard to communicate notable issues identified through regulatory missions and IG missions, to senior Compliance management

Contributing Responsibilities:

  • Contribute to Business Continuity Management
  • Contribute to Procedure Management
  • Contribute to Global Banking and Fiscal Regulations control framework testing

Technical and Behavioral Competencies required:

  • Experience within auditing or University degree or equivalent in Finance or Accounting
  • High level understanding of risk assessments and control assessments
  • Ability to prioritize and work independently\
  • Experience in creating procedure documents and corresponding controls
  • Computer literacy, and familiarity in navigating the operational tools which support Financial Security Compliance controls
  • Highly detail-oriented with ability to evaluate different, complex situations and make appropriate and pragmatic recommendations

Experience and Qualifications required:

  • The preferred applicant must have 1 to 2 years of relevant experience in in control or risk management for an international financial institution
  • Fluent English. Language abilities in other Asian languages (particularly Mandarin) is desirable, but not essential

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