Your role

  • This role will form part of a small team responsible for the overall compliance with local regulatory requirements, and provide a comprehensive advisory, monitoring and control service to Asset Management business in Japan. He/she will also work closely with various compliance functions in group companies. He/she will reports to Local Head of Compliance & Operational Risk Control Department of the Japan Entity.

Primary Responsibilities/Function are:

  •  Coordinate the periodic review and update of internal policies and procedures
  • Review marketing materials
  • Monitor changes in regulations and group policies, and coordinate the gap analysis and implementation
  • Perform regulatory monitoring and reporting
  • Work closely with regional team and other functions within compliance and operational risk control area
  • Coordinate various local and regional regulatory projects
  • Coordinate training and ensure proper record keeping of regulatory reports and submissions

Requirements are ;

  • Fluent Japanese and English
  • Standard PC skills ( e.g. Expert skill for Excel, Word, PPT, MS Access etc. is preferable but not mandatory)
  • At least 5 years of working experience in financial industry preferably in asset management
  • Compliance, risk control/management or legal background is preferred
  • Proactive, teamwork-oriented, and challenging character
  • University degree in Law or Economics is preferred

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.