Overview

A global Management Consulting firm seeks a Vice President level professional to join their Regulatory and Compliance team. The ideal candidate will be assisting clients with their regulatory responsibilities. This role would suit someone proactive, who thrives in a fast paced environment, and enjoys multitasking.

Responsibilities:

  • Managing a portfolio of clients regulated by the SFC, SEC and other global regulators
  • Managing a team of consultants, each with own client base
  • Preparing compliance and operational policies and procedures
  • Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
  • Undertaking periodic monitoring reviews at client premises
  • Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
  • Managing regulatory filing and reporting schedules
  • Providing ad hoc regulatory advice and creative solutions
  • Updating clients on regulatory change
  • Networking and relationship building with industry professionals and industry bodies
  • Business development with potential clients

Requirements:

  • Proven experience in a compliance role, for example within a regulator, a regulated firm or a consultancy practice
  • Detailed understanding of SFC rules and regulations
  • Ideally detailed understanding of SEC rules and regulations
  • Broad understanding of the alternative asset management industry
  • Ability to work on own initiative and as part of a team
  • Leadership skills
  • Client facing, solutions focused skills
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Strong English oral and written communication skills
  • Time management skills and ability to work within deadlines
  • Solution-driven and problem solving attitude
  • Legal or accountancy background would be useful but not required

The position will be based in Hong Kong

Please email resumes to Jack Kelly at Jack@ComplianceSearch.com

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