Our client is an alternative investment firm currently managing over $10 billion in assets.

You do not need prior Compliance experience for this role. The firm desires a smart individual who attended a quality university and graduated with a high GPA. The company will invest the time to train you.  This is a fantastic unique opportunity to get the chance to work at a very successful asset management firm.

Job Description:

A top –tier hedge fund is seeking a Compliance Analyst to work with the Legal and Compliance Department. This is an excellent opportunity for a talented individual looking to experience an entrepreneurial and intellectually challenging in-house legal/ compliance environment, and to learn about the legal and compliance implications of operating a global investment management business.

Primary Duties:

  • Assist with all aspects of a compliance program centered on regulatory requirements instituted by the Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the Commodities Futures Trading Commission.
  • Assist with the Compliance Department’s monitoring and testing program, which would include identifying potential areas of deficient internal controls, violations of company policies and procedures and non-compliance with various U.S. and international regulatory requirements.
  • Provide detailed written support of policies and procedures for legal and compliance team


Required Job Skills

The ideal candidate should possess strong academic credentials and organizational skills, be curious and self-motivated, and be able to work efficiently and effectively in a team atmosphere or independently. Prior experience in a compliance role with a registered broker-dealer or asset management firm would be valuable. To be considered for this role, the candidate must have strong written communication skills. Strong technology skills would be helpful but not required.

Please send resumes to Jack Kelly – JKelly@ComplianceSearch.com

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