Key responsibilities:

  • To maintain awareness of the legislation and regulation affecting the insurance industry;
  • To review and approve Financial Promotions, including sales, marketing, technical literature, telesales scripts and websites;
  • To audit departments carrying out regulated activities to ensure compliance with agreed procedures;
  • Assist in the completion of reports to the FCA/PRA and BNP Paribas Group;
  • To produce relevant Management Information;
  • Assist in the production of communications to increase the regulatory knowledge and skills within the Cardif Pinnacle Group;
  • To work with the Compliance Manager in managing and creating internal policies and procedures;
  • To assist the Compliance Manager in providing regulatory policy advice to internal departments;
  • To monitor various compliance activities within the Cardif Pinnacle Group against the Compliance Monitoring Plan and to provide a full Gap Analysis report;
  • To assist in maintaining Cardif Pinnacle’s data protection safeguards by providing detailed and accurate advice;
  • To assist in maintaining Cardif Pinnacle’s regulatory safeguards against the risks of money laundering and terrorist financing;
  • Assist in the production of training and communications to increase the regulatory knowledge and skills within Cardif Pinnacle;
  • To analyse Management Information coming in to the department to assist in targeting the Compliance Monitoring Plan; and
  • To represent the Compliance function in internal meetings.
  • Other compliance related tasks and projects, as required.

Required Skills and Work Experience

  • Thinking analytically – being able to understand complex technical information and to apply this understanding to a variety of different scenarios.
  • Displaying confidence and professionalism – demonstrating sound knowledge of the regulation relating to the FCA, PRA, Anti-Money Laundering regime, Data Protection and the insurance industry.
  • Strong verbal and written communication skills, with an ability to explain complex technical information clearly and accurately for different levels of staff.
  • Sound ability to solve problems and resolve enquiries.
  • Excellent attention to detail.
  • Organisation – being able to prioritise and manage own work.
  • An ability to work on own initiative and as part of a team with the ability to build and maintain strong working relationships with colleagues and customers – demonstrating tact and diplomacy.
  • Being able to manage change, work under pressure, meet strict deadlines and secure results.
  • Previous experience within the finance sector, including knowledge of basic risk management techniques.
  • Demonstrable report writing skills.


  • Previous experience working in a Compliance role in the financial services industry.


  • Knowledge of Cardif Pinnacle’s products and procedures. Required Qualifications Desirable
  • Relevant Financial Services, Risk or Compliance Qualifications.
  • Degree educated.

Any Other Additional Requirements

  • Full driving licence

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