Overview

Responsibilities:

  • Conduct regular operations compliance monitoring program on risky areas to ensure the business processes are in accordance with regulatory requirements and policies of the Bank
  • Provide a pro-active advisory and consultative service to the Business on compliance and regulatory issues
  • Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
  • Monitor the implementation of rectifications and enhancement measures in relation to operations compliance issues
  • Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
  • Assist the business in drafting policies and procedures, and code control documents that meet local regulatory and Bank requirements.
  • Conduct training to staff for promoting compliance awareness

Qualifications:

  • Degree or above with major in Banking, Accounting, Finance, Law, or related disciplines
  • At least 4 years solid experience in operational/compliance risk management experience or relevant experience in internal control or auditing
  • In-depth knowledge in various banking operations and Hong Kong regulatory requirements
  • Self-motivated, strong initiative, and attention to details
  • Effective time and project management skills
  • Good interpersonal, managerial, communication skills and cultural awareness
  • Good in both written and spoken Chinese and English

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