Overview
Responsibilities:
- Conduct regular operations compliance monitoring program on risky areas to ensure the business processes are in accordance with regulatory requirements and policies of the Bank
- Provide a pro-active advisory and consultative service to the Business on compliance and regulatory issues
- Analyze potential risks of non-compliance and identify areas for improvement, thus to work out remedial measure and make recommendations accordingly
- Monitor the implementation of rectifications and enhancement measures in relation to operations compliance issues
- Formulate, evaluate, and roll-out the adequacy of control procedures, make recommendations for improvement and constantly monitor high risk areas
- Assist the business in drafting policies and procedures, and code control documents that meet local regulatory and Bank requirements.
- Conduct training to staff for promoting compliance awareness
Qualifications:
- Degree or above with major in Banking, Accounting, Finance, Law, or related disciplines
- At least 4 years solid experience in operational/compliance risk management experience or relevant experience in internal control or auditing
- In-depth knowledge in various banking operations and Hong Kong regulatory requirements
- Self-motivated, strong initiative, and attention to details
- Effective time and project management skills
- Good interpersonal, managerial, communication skills and cultural awareness
- Good in both written and spoken Chinese and English