Overview

A leading financial markets and commodities bank is looking for an experienced and outstanding compliance specialist.

In this role, you will be reporting directly to the Head of Compliance, getting an overall view of all relevant regulatory requirements. Responsible for Representative Notification Framework (“RNF”) and licensing related requirements (e.g. FMRP, CMFAS modules etc.), monitoring the Bank’s licensed representatives’ compliance with the registration and licensing requirements.

The successful candidate must have the following:

  • Min 3-7 years of Compliance related experience of working in a bank with IB/Global Markets focus
  • Familiar with RNF and key Banking Act, SFA, FAA regulatory requirements
  • Good understanding of AML/CFT regulatory requirements
  • Resilient and self-motivated

You can apply to this job and others using your online resume. Click the link below to submit your online resume and email your application to this employer.