Overview

Responsibilities:

  • Perform AML controls and ongoing review of transactions flagged by the monitoring system.
  • Closing out the alerts thoroughly in a timely manner, and ensuring significant issues identified are fully investigated and promptly escalated where necessary.
  • Provision of high quality advice and training to stakeholders with respect to controls performed and on applicable internal policies and local law.
  • Keeping AML compliance manuals and bulletins up-to-date.
  • Preparing periodic management reports as required by senior management/global.
  • Assisting existing team members in diverse tasks including regulatory reporting/inspection and internal/external audits.
  • Participate in MS&C stream initiatives, work closely with various stakeholders to define business requirements, conduct user acceptance test, ensure proper business integration and provide post implementation support.

Experience and Skills:

  • Minimum 18 months of relevant work experience either within Compliance, regulatory or audit experience pertaining to wealth management.
  • Thorough knowledge of AML regulatory requirements.
  • Thorough record-keeping abilities and a natural attention to detail- a proficiency or inclination towards technology, including for example being proficient with Excel.
  • Good drafting skills.
  • Proactive and able to work independently.
  • A self-starter with the organizational skills and ability to work independently, applying sound judgment and rationale for decisions made.
  • A natural communicator with an additional language capability a preference, ideally Mandarin. This is due to the team having a regional country coverage that includes China.

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