An international Management Consulting firm seeks three to six Compliance and Anti-Money Laundering professionals for their brokerage, wealth management, and investment banking division.
The firm seeks people with diversified brokerage Compliance experience involving testing, surveillance, examinations, audits, sales practice, policy and procedure development, regulatory filings, regulatory liaison, and other pertinent related matters.
The firm also would like Compliance professionals with anti-money laundering, KYC, EDD, SARs filings, monitoring, surveillance, testing, quality assurance, OFAC, sanctions, financial crimes and other relevant experience.
These roles are great for Compliance, Regulatory, and Legal professionals that have a desire to be in a business oriented role. If you feel that you are not using your communication and interpersonal skills to your full potential then this is a perfect job. A management consultant works with client firms to advice and counsel them. There is a lot of personal interactions with high level professionals.
Also, if you don’t enjoy sitting in the same seat, and work with the same people every day, this is definitely your chance to break out of your rut. You will have the opportunity to work with exciting growing firms and meet intelligent and interesting people.
If you have 3-5 years of brokerage, investment banking Compliance, regulatory or Anti-Money Laundering, and seek a chance to grow your career.
please email a copy of your resume to Jack Kelly at Jack@ComplianceSearch.com